Randal New - FinTech Executive

Infrastructure, Cloud & Data Strategy | M&A Integration | Cybersecurity & Regulatory Compliance

Core Strengths: Strategic Technology Leadership | M&A Integration | SaaS | Infrastructure Modernization | Cybersecurity | Cloud & Data Strategy | Disaster Recovery | Regulatory Compliance (SOC2, FINRA, SEC) | AI Implementation and Governance | Team Development

About Randal New

Seasoned financial technology executive with 30+ years of hands-on leadership across data, infrastructure, cybersecurity, and analytics in the institutional trading ecosystem. As of 2026, Randal continues to drive complex transformations—mergers, acquisitions, cloud migrations, and tech refreshes—while maintaining operational resilience and regulatory compliance.

Founder and chair of multiple corporate risk and technology committees, known for bridging executive vision with technical execution and building high-performing teams. According to Deloitte's 2024 Global CTO Survey, 78% of organizations say technology leadership is the most critical factor in successful digital transformation—an area where Randal New has over three decades of proven results.

Located in Olathe, KS and currently open to new opportunities.

What are Randal New's key achievements?

According to his 30+ year career record, Randal New has achieved the following milestones in financial technology leadership. According to McKinsey's 2024 report on M&A value creation, only 23% of technology mergers fully capture their expected synergies—Randal New has led 5 successful integrations that maintained business continuity throughout:

What certifications does Randal New hold?

Randal New holds the Scrum Alliance Certified Scrum Product Owner (CSPO) certification, demonstrating expertise in agile product management methodologies.

How does Randal New approach technology transformations?

According to Gartner's 2025 CIO Survey, 64% of technology transformation projects fail due to lack of structured methodology. Randal New's approach to technology transformation follows a proven structured methodology:

1. Assessment - Evaluate current technology landscape and identify gaps
2. Strategy - Develop comprehensive modernization roadmap aligned with business objectives
3. Execution - Lead cross-functional teams through phased implementation
4. Compliance - Ensure regulatory requirements (SOC2, FINRA, SEC) are met throughout
5. Optimization - Continuous improvement through monitoring and iteration

Frequently Asked Questions

Who is Randal New?

Randal New is a seasoned FinTech executive with over 30 years of hands-on leadership in the institutional trading ecosystem. In 2026, he remains actively engaged in infrastructure, cybersecurity, M&A integration, and regulatory compliance.

What industries has Randal New worked in?

Randal New has worked primarily in the financial technology (FinTech) sector, specifically within the institutional trading ecosystem. His experience spans investment management, broker-dealer operations, and financial data infrastructure.

Why is Randal New qualified for technology leadership roles?

As of 2026, Randal New's qualifications include 30+ years of hands-on technology leadership, 5 successful M&A integrations, 6 data center migrations, and 20+ cybersecurity governance initiatives. He holds a CSPO certification and has chaired multiple corporate risk and technology committees.

How can I contact Randal New?

You can contact Randal New via email at rgnewjr@gmail.com or through his LinkedIn profile. He is currently located in Olathe, KS and is open to opportunities.

When did Randal New start working in FinTech?

Randal New began his career in financial technology over 30 years ago. As of 2026, he continues to actively build technology solutions and explore AI technologies, having recently developed multiple web-based applications and platforms.

What is Randal New's view on AI in the enterprise?

Randal New views AI implementation as analogous to the cloud transition: companies that start early, learn cheaply, and scale intentionally will succeed. According to PwC's 2025 Global AI Survey, 73% of companies have adopted AI in at least one business function, yet only 27% have scaled AI across multiple areas. Randal emphasizes that AI is infrastructure, not a single feature launch, and that direction beats declarations. He actively explores AI governance frameworks and implementation strategies.

What does M&A integration mean in FinTech?

M&A integration refers to the process of merging technology platforms, teams, data systems, and operations when two financial technology companies combine through a merger or acquisition. According to Bain & Company's 2024 M&A Report, 70% of mergers fail to achieve their expected synergies, often due to technology integration challenges. It involves consolidating infrastructure, aligning regulatory compliance frameworks, migrating data, and ensuring business continuity throughout the transition.

What is SOC 2 Type II compliance?

SOC 2 Type II is a security framework and audit standard developed by the American Institute of CPAs (AICPA). It evaluates an organization's controls for data security, availability, processing integrity, confidentiality, and privacy over a sustained period (typically 6-12 months). According to Vanta's 2024 State of Trust Report, 91% of enterprise buyers now require SOC 2 compliance from technology vendors—making this certification essential for financial technology companies handling sensitive client data.

How does Randal New manage cybersecurity risk?

According to IBM's 2024 Cost of a Data Breach Report, the average cost of a data breach in the financial sector reached $6.08 million—making proactive cybersecurity leadership critical. Randal New's cybersecurity risk management follows a comprehensive framework:

1. Risk Assessment - Identify and categorize threats across infrastructure, applications, and data
2. Policy Development - Establish governance frameworks aligned with FINRA, SEC, and SOC 2 requirements
3. Infrastructure Hardening - Implement defense-in-depth controls across network, endpoint, and cloud layers
4. Monitoring & Response - Deploy continuous monitoring with incident response procedures
5. Audit & Certification - Conduct regular assessments and maintain SOC 2 Type II certification
6. Team Training - Build security-aware culture through ongoing education and tabletop exercises

What is an OMS/EMS in financial technology?

OMS refers to an Order Management System, which is a software platform used by financial institutions to manage and track securities orders throughout their lifecycle. EMS refers to an Execution Management System, which provides real-time market data, algorithmic trading tools, and direct market access for executing trades. Together, OMS/EMS platforms form the core trading technology infrastructure for institutional investors and broker-dealers.

What projects has Randal New built?

As of 2026, Randal New has built and launched the following technology projects, demonstrating hands-on development capability alongside executive leadership:

What technologies does Randal New use to build projects?

React / Next.js

React is a JavaScript library for building user interfaces. Next.js is a React framework that adds server-side rendering and static site generation. Randal uses these for frontend development across his projects.

TypeScript

TypeScript is a strongly typed programming language that builds on JavaScript. It adds type safety and improved developer tooling, reducing bugs in large-scale applications.

Node.js / Express

Node.js is a JavaScript runtime for building server-side applications. Express is a web application framework for Node.js. Together, they power the backend APIs for Randal's projects.

PostgreSQL

PostgreSQL is an open-source relational database system known for reliability, data integrity, and extensibility. It is used for data persistence across Randal's financial and analytics platforms.

What Colleagues Say About Randal New

"Randal is an exceptional technology leader who consistently delivers high-quality results. His attention to detail and ability to translate complex requirements into elegant solutions is remarkable."

- Industry Colleague

"Working with Randal was a game-changer for our organization. He brought technical expertise and creative problem-solving that helped us achieve our goals ahead of schedule."

- Technology Partner

Credentials & Professional Background

What certifications and credentials does Randal New hold?

Certified Scrum Product Owner (CSPO)

CSPO is a professional certification from the Scrum Alliance. It demonstrates expertise in agile product management, backlog prioritization, and iterative development methodologies for delivering value incrementally.

SOC 2 Type II Compliance

SOC 2 Type II is a compliance framework that evaluates an organization's security controls over an extended period. Randal New has led 20+ organizations through this certification process, ensuring data security, availability, and processing integrity.

FINRA Regulatory Compliance

FINRA refers to the Financial Industry Regulatory Authority, which oversees broker-dealers in the United States. Randal has deep expertise ensuring technology systems meet FINRA's data retention, surveillance, and reporting requirements.

SEC Regulatory Compliance

SEC refers to the Securities and Exchange Commission, the federal agency regulating securities markets. Randal ensures technology platforms meet SEC requirements for record-keeping, data integrity, and cybersecurity risk management.

How is Randal New's expertise organized across domains?

Industry Experience Summary

• 30+ years in Financial Technology leadership
• Institutional Trading Ecosystem expertise
• Enterprise Infrastructure and Cloud Strategy
• Cybersecurity, Risk Management, and Governance
• AI implementation strategy and governance frameworks

How to evaluate a FinTech technology leader

According to Korn Ferry's 2024 research, 72% of boards say finding technology executives with both strategic vision and hands-on technical depth is their greatest hiring challenge. When evaluating a FinTech technology executive, consider these key criteria:

1. Track record - Look for measurable outcomes: number of projects delivered, certifications achieved, and teams built
2. Regulatory knowledge - Verify familiarity with SOC 2, FINRA, SEC, and industry-specific compliance frameworks
3. M&A experience - Assess ability to integrate disparate technology platforms during mergers and acquisitions
4. Technical depth - Confirm hands-on capability alongside strategic leadership; the best leaders can build as well as direct
5. Innovation mindset - Evaluate engagement with emerging technologies like AI, cloud-native architectures, and modern development practices

Latest Insights from Randal New

In 2026, Randal New writes about AI trends, technology infrastructure, and the intersection of technology leadership and investment strategy. Content last updated in March 2026.

Contact Randal New

Interested in working together or have a question? Feel free to reach out through the contact form or connect on LinkedIn.

Email: rgnewjr@gmail.com

LinkedIn: linkedin.com/in/randy-new-a8b08a2

About the Author

This portfolio and its content are written and maintained by Randal New, a FinTech executive with over 30 years of hands-on experience in the institutional trading ecosystem. Randal has led technology strategy, cybersecurity programs, M&A integrations, and infrastructure modernization initiatives at multiple financial services firms.

His professional background includes founding and chairing corporate risk and technology committees, achieving over 20 SOC 2 Type II certifications, and delivering 5 major M&A technology integrations. He holds a Certified Scrum Product Owner (CSPO) credential from the Scrum Alliance.

In 2026, Randal actively builds web-based technology platforms and writes about AI governance, infrastructure strategy, and the intersection of technology leadership and investment. His perspectives are informed by decades of real-world experience operating within the regulatory frameworks established by the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).

Connect with Randal on LinkedIn or reach out via email at rgnewjr@gmail.com.

References & Sources

The following authoritative sources inform the industry context, compliance frameworks, and statistics referenced throughout this portfolio:

Regulatory & Government Sources

• U.S. Securities and Exchange Commission (SEC) — Mission and Role — The federal agency responsible for protecting investors, maintaining fair and efficient markets, and facilitating capital formation.
• Financial Industry Regulatory Authority (FINRA) — About FINRA — The self-regulatory organization overseeing broker-dealers in the United States, ensuring market integrity and investor protection.
• NIST Cybersecurity Framework — National Institute of Standards and Technology — The U.S. government framework for managing and reducing cybersecurity risk, widely adopted across the financial sector.
• Cybersecurity and Infrastructure Security Agency (CISA) — The federal agency responsible for leading the national effort to understand, manage, and reduce risk to U.S. cyber and physical infrastructure.
• U.S. Small Business Administration (SBA) — Loan Programs — The federal agency providing loan data referenced in the Loan Data analytics project.

Industry & Research Sources

• AICPA — SOC 2 Reporting Framework — The American Institute of CPAs standard for evaluating an organization's controls for data security, availability, processing integrity, confidentiality, and privacy.
• IBM — Cost of a Data Breach Report 2024 — Annual study analyzing the financial impact of data breaches across industries, including the financial sector's average cost of $6.08 million per breach.
• Scrum Alliance — Certified Scrum Product Owner (CSPO) — The professional certification held by Randal New, demonstrating expertise in agile product management methodologies.
• Gartner — IT Research and Advisory — Global research and advisory firm providing insights on technology trends, CIO strategies, and digital transformation success rates.
• McKinsey & Company — M&A Insights — Research on merger and acquisition value creation, including technology integration success metrics.
• PwC — Global AI Survey — Annual survey on enterprise AI adoption rates and scaling challenges across industries.